Google v. Oracle Part I: Or Why You Really Don’t Have to Know WTF an API Is

I freely admit that one reason I procrastinated when it came to digging into Oracle v. Google (now Google v. Oracle) is the fact that this nine-year litigation, now headed to the Supreme Court, deals with software.  Unlike most creative arts in which I have some background and knowledge, software might as well be magic spells that make our devices run (or not); and although this form of authorship is generally invisible or incomprehensible to most of us users, the code-writers say it entails creative expression, and so does the copyright law since 1980.  

This clash-of-titans lawsuit, which currently stands with two rulings (in 2014 and 2017) in Oracle’s favor at the Federal Circuit Court of Appeals, will now ask the Supreme Court to settle two main legal questions:  1) whether the specific code (part of Oracle’s Java API) used by Google without a license in the development of Android is copyrightable in the first place; and 2) if that code is protected by copyright, whether Google’s use is protected by the fair use doctrine.  I will actually address the legal narrative and issues in subsequent posts because on top of the triable matters and doctrinal debates, is a business and PR story that should probably be addressed first. 

From Google’s perspective—and that of its defenders, who include many prominent copyright critics—the future of software innovation itself hinges on Google ultimately prevailing in this case.  These parties allege that developers everywhere depend on using programs like Java API (originally developed by Sun Microsystems) without license; and if they cannot do so, software evolution as we know it will be in jeopardy.  But without even getting into what an API is, and whether it can be copyrighted, let us keep in mind that this is Google we’re talking about—a market-killing, competitor-squashing, policy-manipulating, rights-infringing monopsonist that lacks any street cred to be speaking on behalf of the start-up entrepreneurs out there. 

Copyright history is replete with this recurring theme:  one business or industry would prefer to circumvent or deny copyright protection to a particular class of work and declares that, if their argument does not prevail accordingly, the death of [insert industry here] will ensue, and the public will suffer for the loss.  In this sense, note Google’s very broad statement in its petition asking the Supreme Court to grant certiorari …

“Given the ubiquity of smartphones today, it is easy to forget the challenges that developers initially faced in building the operating systems that allow modern smartphones to perform their myriad functions. Among other things, developers had to account for smaller processors, limited memory and battery life, and the need to support mobile communications and interactive applications.”

Notice how the narrative thrust here positions Google as just another developer doing good works for society, almost as though the company had no interest whatsoever in becoming one of two—count them, two—smartphone platforms now being used in several major markets.  But Google is, of course, not just another developer.  According to Oracle’s brief in opposition to granting cert …

“Google faced an existential threat.  People with mobile devices were not using Google’s search engine, causing Google to lose significant advertising revenue.  It needed to quickly develop a platform tailored to mobile devices that would promote Google search.”

Perhaps Google would dispute this fact pattern, but it sounds substantially more realistic—and is wholly consistent with the company’s market behavior to date—than the tech giant’s alleged, post hoc concern for “developers everywhere.”  In order to move as quickly as possible into the mobile market, and encourage developers to create apps for what would become Android, Google describes …

“In 2005, Google and Sun began discussing a partnership that would have allowed Google to adapt the entire Java SE platform for smartphones. Google and Sun conducted negotiations but were unable to reach an agreement. In the absence of such an agreement, Google used the freely available Java language (and its declarations) to develop its own libraries of methods that enabled developers to build smartphone applications for use on Android devices.” (Emphasis added)

Note that I highlighted a couple of terms in order to draw your attention to what reads like a contradiction.  If indeed a software is “freely available,” why was a party like Google “negotiating” with Oracle for its use in the first place?  It seems almost as though some piece of that story is missing, which, not surprisingly, Oracle fills in with its brief, stating, “Google rejected the condition Oracle demanded of all commercial licensees: make Android ‘compatible with the Java’ platform and ‘interoperable with other Java programs.’” (Emphasis added)

Again, I will leave the matter of copyrightability of the specific code Google appropriated to a future post; but even without understanding what Java or an API is, the whole existential-threat-to-software-development narrative starts to look a little squishy.  Instead, this story begins to read like a typical scenario in which a commercial user (one of the biggest commercial users in the world) did not like the licensing terms to which several other commercial users had subscribed and, so, opted to go permissionless and sort it out later.  With regard to its licensing regime, Oracle states that app programmers (e.g. those folks who make games and guitar tuners etc.) can obtain a free Java platform license for development.  But …

“Oracle recoups its investment in the Java platform mainly by licensing it to (1) hardware manufacturers who copy the platform onto their devices…and (2) competing platform developers who want to use Oracle’s programs to commercialize their own platforms.  Any platform developer that does not want to take a license is free to develop its own platform with identical functions without copying the Java platform.  Apple and Microsoft did it.”

Assuming these statements are undisputed facts—and we need not understand the technology here—what exactly was Google’s problem with agreeing to the “interoperability” term of the license agreement, which other platform developers like Blackberry, Nokia, et al had signed?  Could it possibly have been that the “interoperability” condition was a barrier to Google’s ambition to have something proprietary and, thereby, own as much of the mobile market as they could acquire?  Sounds pretty Googley to me.

So, for all the chatter surrounding this litigation about the importance of “innovation, competition, and future software development,” it must at least be plausibly entertained that Google sought to leverage Oracle’s IP in order to expedite time-to-market while also insulate itself from any liabilities that might obstruct its eventual market dominance.  That would certainly be consistent with the kind of conduct many rights holders in other media have witnessed (see YouTube), and so would Google’s couching its own interests in broad statements like this one: 

“If allowed to stand, the Federal Circuit’s approach will upend the longstanding expectation of software developers that they are free to use existing software interfaces to build new computer programs. Developers who have invested in learning free and open programming languages such as Java will be unable to use those skills to create programs for new platforms—a result that will undermine both competition and innovation.”

Given the different tiers of licensing available for the Java platform, including the free license for app developers, that doomsday prediction does not ring entirely true and, therefore, belies the broad narrative that the future of all software development is under siege by Oracle’s claim.  This is, of course, a familiar pattern among Silicon Valley corporations—especially Google—whereby they emphasize the general value of a system (e.g. a smartphone, a search engine, a social platform) while understating their own interests in the market itself.  And they often achieve this sleight-of-hand by misdirecting public attention to hypothetical “competitors” in the abstract, while in reality, these tech giants have a habit of killing potential rivals before they get out of the lab.  

As stated, I will do my best to dig into some of the specific copyright matters in Google v. Oracle in future posts; but as these stories tend to seep into public dialogue in layman’s terms and PR messaging, this seemed like the right place to start.  The general premise that Google’s needs are inherently society’s needs has worn very thin.  And it’s about time.  

Announced Departure of Register Temple Provokes Tired Anti-Copyright Rhetoric

I know it seems like we have ample government shenanigans to watch on TV right now, but in case you missed the real barn-burner yesterday, it was announced that Register of Copyrights Karyn Temple has been named as the next Senior Executive Vice President and Global General Counsel at the Motion Picture Association (MPA).  Why?  What were you paying attention to?

You see in the trenches of the so-called “copyright war,” the Antis delighted in this news about Temple’s career move because it appears to fulfill their conspiracy-theory narrative that a “revolving door” exists between the Copyright Office and major, corporate creators, mainly “Hollywood.”  This was a big theme being promoted by Public Knowledge et al at about the same time (Fall 2016) that Dr. Carla Hayden was first appointed Librarian of Congress and, within weeks, dismissed then Register Maria Pallante, leaving Temple to serve as Acting Register and then appointed Register in March of this year.  

I responded to this “revolving door” allegation in a post, which cites former Copyright Office Senior Counsel Steven Tepp’s rebuttal noting, among other pesky facts, the wide variety of private sector jobs that USCO employees have taken outside proverbial Hollywood.  This includes the widely respected William Patry, who became Senior Copyright Counsel at Google.  Such realities did not stop the righteously uninformed to take to Twitter and declare “Told ya so!” about Temple’s move to MPA, and some folks even rather inscrutably dragged the Restatement of Copyright Project into the same complaint.  Who better than Mike Masnick to represent the kind of logic being applied as follows …

Anyone who would conflate these subjects really needs to breathe into a bag for a while.  Because it is strenuous work to imply so many inaccuracies in a single tweet; but, for one thing, the MPA was neither the first nor the most vocal critic of the Restatement Project.  Next, Congress is not “silencing” anything by expressing its concern about the fact that the American Law Institute has NEVER EVER published a Restatement on any matter of federal law in its nearly 100-year history. In fact, there is nothing Congress can do to stop the publication of the Restatement. So, the snarky allegation that a) the USCO’s criticism of the Restatement is MPA-driven, or b) that concern over the project is just a “silly spat” is typical of the unprincipled theatrics infecting so much debate in all directions.

Whether it’s the foreign service, the intelligence community, or the modest little Copyright Office, deference for institutions, how they got that way, and what they actually do is lately under assault by rampant conspiracy theory (thank you internet) and a blinkered zeal by one faction or another to rewrite the rules according to their own dogmatic agendas.  Although the consequences and characters are substantially different, there is little intellectual distinction to be found between the radicalized partisan who says, “the FBI is broken” and the one who insists, “the Copyright Office is broken.”  Both are guilty of the same ahistorical, self-defeating brand of fallacy, epitomized in Masnick’s accusatory tweet that almost no senior Copyright Office employee ever goes to “work for the public’s interest.”  

The USCO is the public interest! What Masnick really means is that he and his friends have their own definition of “public interest,” (which does seem to coincide quite often with the interests of major internet companies), and they have decided in their cloistered wisdom that the public can only be well-served if the Copyright Office is led by people who are as skeptical about copyright as, say, Andrew Wheeler is about climate change.

We saw this attitude peak in October of 2016 when Dr. Hayden surprised a lot of people, including Members of Congress, by effectively dismissing Register Pallante, who was being contemporaneously smeared by the aforementioned anti-copyright groups for being (well) pro-copyright.  As I said at the time, you’ll get that with people who work for certain public offices:  they tend to believe in the purpose of the office.  And I would argue that we have lately witnessed the dire consequences of maligning this kind of professional commitment in order to achieve political/ideological ends. 

So, now that Dr. Hayden will be tasked with appointing the next Register, I hope she does not exhibit the habit of every other egotist in America who suddenly feels it is his/her mission to radically transform (i.e. weaken) yet another federal organization.  As described in this post, the Copyright Office, from its inception, has always been functionally distinct from the Library, even when it was formed as an extension of the Library’s own foundation as a public institution in 1897.  Consequently, I think the Librarian would best serve the public by showing deference to that history—and to Congress for that matter—in exercising her prerogative to appoint the next Register.  This may be a small victory to hope for in a storm of mass organizational disruption, but, as it was in the founding period of the nation, protecting the value of authorship is never a bad place to start.    


Photo by fizkes

The ALI Restatement of Copyright Law is a Political Project Without a Political Process

Assuming the Republic survives the present era, I think the retrospective phrase we might use to describe the spirit of the last two decades might be If it ain’t broke, hold my beer.   Because it does seem as though quite a few people in positions of influence were at some point infected by the tech industry’s disrupt everything culture and, thus, began dismantling core elements of society the way kids must jump on a sandcastle after it outlives its novelty as a work of achievement.

This is more or less how I would describe the project known as the ALI Restatement of Copyright Law, which trended in the copyright Twitterverse last week because five Members of Congress wrote a letter on December 3 to the American Law Institute expressing their concern about imminent publication of the first two sections of the Restatement.  Singed by Senator Tills and Representatives Cline, Deutch, Roby, and Rouda, the letter states, “Throughout its almost 100 years of existence, the ALI has never chosen to draft a Restatement of an area of law that is almost exclusively federal statutory law – until now.”

To recap what this is all about, the American Law Institute is a century-old institution that, among its august, lawyerly activities, publishes Restatements of Law that have “traditionally covered state common-law topics, such as employment, property, trusts, and torts, which are primarily governed by some combination of state statutory and judge-made law,” writes legal scholar Devlin Hartline.  In other words, because state laws and judicial precedents are myriad, even at times contradictory, ALI Restatements in these common-law practice areas provide attorneys and jurists with a compendium that seeks to harmonize the most consistently-applied doctrines and principles; and these Restatements may be accorded deference in a court almost as though they were federal (i.e. black-letter) statutes.

As the congressional letter states, ALI Restatements have never been published on matters of federal law like copyright, and in January 2018, several key observers criticized the Copyright Restatement Project as an unconstitutional end-run around the political process normally required to amend laws in the Legislature.  Because the following is so well said, I have to quote Devlin Hartline again, quoting Loyola Law Professor Justin Hughes’s observation about the key motive behind the Restatement of Copyright project:

“There is a very simple calculus of what is going on; that is, that Copyleft academics have felt themselves locked out of policymaking; have felt themselves ignored by the courts, rightly or wrongly; and are looking for a major lever. If you are not willing to do what is necessary to get legislation passed in Washington in IP — and it is not fun and it is ugly — so much the easier if you can just write black-letter law in a book with some other professors.”

Beyond the fact that the unprecedented nature of the Restatement Project belies its own necessity for happening at all, it is equally relevant that those leading this undertaking espouse views that are ideologically skeptical—if not outright hostile—toward the legal framework they propose to revise.  Specifically, the academic in charge of the Project, called the Reporter, provides us with two reasons to be concerned about his motives—one philosophical, the other a conflict of interest.  

Christopher Sprigman of NYU Law is an archetype of those academics who steadfastly assert a utilitarian view of copyright law, and he also happens to be lead counsel for the music streaming platform Spotify.  Taken in combination, this particular scholar’s hand wielding the Restatement pen is a matter of no small concern to creators, and I’ll do my best to succinctly explain why.

The putative “balancers” of copyright sit on one side of the scale.

Beginning no later than 1769 with an English case called Millar v. Taylor, the BIG ideological argument in Anglo-American law over copyright’s nature has been a tug-o-war between those who view the property right in expressive works as a natural right of individuals, and those who view this property right as a utilitarian privilege created by statute.  Most people who never give copyright much thought, instinctively adopt a balanced view between these yin/yang principles—believing that the property right in one’s expressive works is a matter of justice (natural right), but that this right is grounded in a social purpose with certain limitations (utility).  

Yet despite many academics’ claims to want to “rebalance” copyright, the copyleft to whom Hughes refers, are so firmly positioned on the utilitarian side of the scale that many of them reject the natural right foundation altogether, seeing copyright only as a “necessary evil,” which must be tolerated in as limited a form as possible in order to incentivize authors to produce and distribute works.  The problem with this point of view is that, when taken too far, the utilitarianfoundation obliterates the value of the individual.  It undermines the notion that the author’s work is ever her own, concluding instead that her music, literary work, visual art, etc. is innately the property of the State, which begrudgingly grants her a temporary, exclusive license to exploit the work.  

This may seem like a distinction without a difference, because copyright does grant limited, exclusive rights to the author; but as an ideological perspective, the too-utilitarian view becomes—and I do not say this lightly—communism.  I know that word is bandied about these days by various parties seeking to malign political opponents, but that unfortunate noise floats on top of an underlying reality that more than a few academics lately reveal a new fascination with Marxism—especially where they have some pecuniary dependence on the internet industry.   And that brings us back to Professor Sprigman.

In a two-part post, I responded to a paper written by Sprigman and UCLA Law academic Kal Rustiala, the thesis of which boils down to a proposal that creators’ access to Big Data implies a need to rethink copyright doctrine.  Though I cannot fairly summarize all the specifics in this post, the nature of the “rethinking” that Sprigman and Rustiala recommend clearly expresses a collectivist, even Marxist, sensibility, which either underlies, or proceeds from, an over-emphasis of the utilitarian view of copyright.  

Sprigman/Rustiala’s proposal that access to data (i.e. consumer desire) suggests that we might think of authorship as “panopticon” (collectivist) rather than “promethean” (individualistic) is actually a variation on the aforementioned theme that your work is naturally the property of the State.  Or, perhaps more acutely, your work is naturally the property of Spotify, Google, Facebook, et al as proxies for the State.  Sprigman and Rustiala unironically advance a theory that the author’s ability to (maybe) leverage data about his customers’ tastes implies that the author and his customers are really co-authors of a new work in the digital age.  

So, you see where I’m going with this in light of the fact that Sprigman sits in the chairman’s seat on the Copyright Restatement Project.  Not only does he write a paper advocating a radical departure from the very long history of individual authorship, but he also has a personal financial interest in the success of one of the largest (and not very artist-friendly) streaming platforms in the world.  I cannot say whether Marx is really part of his calculus, but it would certainly fit the mold of the American neo-Marxist to be personally ensconced in the upper floors of the bourgeoisie. 

Restatements of Law are not just handy summaries.

When the letter of concern was sent by Congress to ALI last week, devout utilitarian, Mark Lemley of Stanford, tweeted that the Members were being unfairly critical of “the entire idea of trying to summarize copyright.”  This is disingenuous in two ways.  First, by minimizing the influence of a Restatement as mere “summary,” Lemley dismisses the legitimate apprehension that, “In fact, any Restatement or treatise relied on by courts that attempts to diminish the importance of the statutory text or legislative history relating to that text would warrant concern,” states the congressional letter.

Second, by describing a Restatement as a “summary,” Lemley et al are obfuscating the strongly-held ideological views advocating the Project itself.  As Professor Hughes notes, these are academics whose ideas have struggled to find purchase in the Legislature and the courts and are, therefore, seeking to reshape the law through the ALI.  Having read many papers written by the so-called copyleft (like the one I mention here co-authored by Sprigman), it is both unsurprising and encouraging that few of these ideas have ever been put into practice.  Because many of the ideas are rather far out on the bendy limbs of legal theory, consistently misunderstanding what makes flesh-and-blood artists and creators tick.  

Unlike our friends in the anti-copyright crowd, I am not going to spin conspiracy theories about secret scribblings by tech-funded interests at the ALI.  Perhaps that element is a factor, perhaps not.  When scholar Pamela Samuelson, who initially inspired the Copyright Restatement Project, tweets that, “Five well respected scholars are the reporters and everything they say is closely reviewed by other experts, including judges,” I do not doubt that this is true.  But at the same time, many of those scholars have earned that respect in the very small world of copyright academia by advocating some fairly radical notions, which is exactly why creators, who have no voice in the Restatement Project, have reason to be concerned with the enterprise.